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申博菲律宾app, Nicolaus & 公司, Incorporated (“申博菲律宾app”) offers clients a variety of investment advisory programs, each with its own features and applicable minimum investment amounts. The majority of the advisory programs available at 申博菲律宾app are fee-based, under which clients pay 申博菲律宾app a fee to cover its services under the program, 其中可能包括投资建议, 项目组合管理, 交易执行及相关服务, custody as appropriate for each program and/or client. In addition to the advisory fees paid by the client, t在这里 may be other costs associated with these investment advisory programs, as set out in 申博菲律宾app’s Form ADV Part 2A Disclosure Brochures under the section “Other Fees and Expenses Not Included in the Advisory Account Fee.” In addition to information about excluded costs, 申博菲律宾app’s Form ADV Part 2A Disclosure Brochures provide other important information about 申博菲律宾app’s investment advisory programs, including conflicts of interests that the firm faces in providing its investment advisory services, as well as information about the 风险 associated with the investments and/or strategies used in certain programs and/or portfolios. You may access 申博菲律宾app’s Form ADV Part 2A Disclosure Brochures below and 申博菲律宾app’s CRS形式 by clicking the button at the bottom of this website
You should ask questions about 风险 applicable to particular programs and investment products, 阅读所有特定产品的风险披露, decide whether a particular advisory program or investment product is appropriate for you based on your specific risk tolerance, 投资目标(s), 时间范围, 财政状况. 在适用情况下, you should read the prospectus and other offering documents (or, 如果投资于一个管理的投资组合, you should read the related investment adviser’s Form ADV Part 2A) for a full description of 风险 associated with the particular investments. You should consider all disclosed 风险 associated with the types of transactions and securities involved in the portfolio and/or product in which you are contemplating an investment, as well as any potential impact that engaging in any of the transactions may have on your account’s overall performance.
For programs that involve mutual funds and/or exchange traded funds, you should consider a fund's investment objective, 风险, 指控, 并在投资前仔细支出. Additional Information about mutual funds available at 申博菲律宾app is provided 在这里. Prospectuses for mutual funds and exchange traded funds offered in the program are available through your Financial Advisor and include this and other important information. You should read the prospectus carefully before investing. The investment return and principal value will fluctuate, 还有投资者的股份, 当救赎, may be worth more or less than their original cost.
ETFs trade throughout the day like a stock and may trade for less than their net asset value. 提供有关etf的其他资料 在这里.
Diversification and asset allocation do not ensure a profit or protect against loss. Investing involves risk, including the possible loss of principal.
This site is published in the United States for U.S. 居民只. The services offered within this site are available exclusively through our U.S. 财务顾问. 申博菲律宾app 财务顾问 may only conduct business with residents of the states in which they are properly registered. The information on this web site is not an offer to sell or a 征集 of an offer to buy any security, nor shall any such security be offered or sold to any person in any jurisdiction in which such offer, 征集, 购买, 否则不得合法出售. References to 申博菲律宾app 在这里in may apply to parent company 申慱sunbet手机版 Corp. or any of its wholly owned subsidiaries, including 申博菲律宾app, Nicolaus & 公司、股份有限公司、会员 纽交所, 美国金融业监管局, SIPC.